Job details

As an analyst on the Segregation and Buy-ins team in the National Bank Financial Markets Operations family, you will work in a stimulating environment focused on collaboration and innovation. This job will allow you to contribute to the organization’s performance and develop strong links with our internal and external partners.

Your job :

• Ensure our clients' fully paid securities are segregated to keep them separate from other securities
• Carry out daily analysis of segregation deficiencies and remedy them within the regulatory deadlines
• Manage all buy-ins for Canadian and U.S. brokers
• Apply rule 204 of Regulation SHO from the Securities and Exchange Commission (SEC)
• Issue notices of redemption in a timely manner and complete redemptions within prescribed time frames
• Work closely with key partners to ensure operational and regulatory standards are met

Your team

You will join a team in the Financial Markets Operations family where collaboration, excellence and innovation are at the heart of its values. You will work closely with colleagues and partners who share your regulatory and capital markets interests.

The Bank values continuous development and provides you with tools such as the Data Academy, Harvard Manage Mentor and coaching programs to promote your professional growth.

Prerequisites

• Completed three-year college diploma or academic equivalent and four years of relevant experience, or bachelor's degree in a related field
• Strong interest in regulation, securities and capital markets
• Knowledge of applicable regulations, an asset
• Proficiency with ISM tools (OSS), MAX/Arrow, AS400, CDS, and DTC, an asset
• A self-starter with strong analytical skills and the ability to summarize information
• Excellent interpersonal and communication skills